Mar 6th | 1:00 PM - 2:00 PM

Webinar Replay | Compliance Overview

Compliance Overview

Invesco Counsel provided an overview of current and pending regulatory issues investment management firms should have on their radar. Staying informed on these regulatory issues is essential for investment management firms to ensure compliance, manage risk effectively and adapt to evolving market dynamics. Topics included:

  • Names Rule
  • Liquidity Rule
  • Money Market Reform
  • The Evolution of ETF Regulation Including Bitcoin

PRESENTERS

Taylor Edwards

Associate General Counsel

Invesco

Adam Henkel

Head of Legal, US ETFs

Invesco

Sean Ryan

Associate General Counsel

Invesco

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